# Compliance Reports in RiskOS™
Compliance Reports in RiskOS™ are categorized into three types: **Transactions**, **Audit**, and **Watchlist**. Each type may include several subtypes, providing comprehensive details about your account's activity.

## Transactions reports

The **Transactions** report type offers two report subtypes: **Transaction Details** and **DocV Consent**.

Customize your Transaction Details report by including any of the following information for your account's transactions:

|     |     |
| --- | --- |
| **Account Intelligence** | - Account Intelligence Ownership Score<br>- Account Intelligence Availability Score<br>- Account Intelligence Reason Codes |
| **Address Risk** | - Address Risk Score<br>- Address Risk Reason Codes |
| **Decision** | - Decision Value<br>- Decision Logic Name<br>- Decision Version<br>- Decision Details |
| **Device Risk** | - Device Risk Score<br>- Device Identity Correlation Score<br>- Device Risk Reason Codes<br>- Device Data Information<br>- Device Data IP Geolocation<br>- Device Data GPS Geolocation<br>- Device Data Observations<br>- Velocity Metrics FirstName<br>- Velocity Metrics SurName<br>- Velocity Metrics Email<br>- Velocity Metrics Mobile Number |
| **Digital Intelligence** | - Computed<br>- Network<br>- Attributes<br>- Behavioral<br>- History<br>- Velocity |
| **Document Verification** | - Document UUID<br>- Document Verification Document Type<br>- Document Verification State<br>- Document Verification Country<br>- Document Verification Decision Name<br>- Document Verification Decision Value<br>- Document Verification Reason Codes |
| **Email Risk** | - Email Risk Score<br>- Email Risk Reason Codes |
| **First Party Fraud** | - Identity<br>- Application<br>- Account<br>- ACH Transaction<br>- Check Transaction<br>- Card Transaction |
| **Fraud** | - Fraud Score<br>- Fraud Reason Codes |
| **Socure Verify (KYC)** | - KYC First Name Field Validation<br>- KYC Sur Name Field Validation<br>- KYC Street Address Field Validation<br>- KYC City Field Validation<br>- KYC State Field Validation<br>- KYC ZIP Field Validation<br>- KYC DOB Field Validation<br>- KYC SSN Field Validation<br>- KYC Reason Codes |
| **Socure Verify Plus (KYC Plus)** | - KYC Plus First Name Field Validation<br>- KYC Plus Sur Name Field Validation<br>- KYC Plus Street Address Field Validation<br>- KYC Plus City Field Validation<br>- KYC Plus State Field Validation<br>- KYC Plus ZIP Field Validation<br>- KYC Plus DOB Field Validation<br>- KYC Plus SSN Field Validation<br>- KYC Plus Reason Codes |
| **Name Address Correlation** | - Name Address Correlation Score<br>- Name Address Reason Codes |
| **Name Email Correlation** | - Name Email Correlation Score<br>- Name Email Reason Codes |
| **Name Phone Correlation** | - Name Phone Correlation Score<br>- Name Phone Reason Codes |
| **Social** | - Social Profiles<br>- Social Reason Codes |
| **Synthetic** | - Synthetic Risk Score<br>- Synthetic Risk Reason Codes |
| **Transaction** | - Reference ID<br>- Transaction Date<br>- Error<br>- Processing Time<br>- Status<br>- Modules<br>- Environment<br>- Customer User ID<br>- User ID |
| **Watchlist** | - Watchlist Reason Codes<br>- Watchlist Monitor |

The DocV Consent reports contain the following information for your account's transactions:

| Column Name | Description |
| --- | --- |
| Event ID | The reference ID of the DocV session. |
| Event Date | The date and time the DocV session began. |
| Transaction ID | The reference ID of the DocV transaction. |
| Transaction Date | The date of the DocV transaction. |
| Consent ID | A unique identifier for the consent record. |
| Consent Response | Indicates if the consumer agreed to the DocV terms and consent. Possible values are<br>**Agreed** or **Declined**.<br>If this field is blank, consent was not provided and the session ended without<br>creating a transaction. If the value is **Agreed** but there is no transaction ID,<br>consent was provided but the consumer abandoned the transaction without capturing or<br>uploading their documents. |
| Consent Timestamp | The time and date of the consent response from the consumer. |
| Consent Version ID | Identifies the version of the consent displayed to the consumer. |
| Consent Language | Identifies the language of the terms and consent feature displayed to the consumer. |

## Audit reports

The **Audit** report type offers the following report subtypes: **Account Activity**, **Products Settings**, **Products Settings Change Logs**, and **Users & Roles**.

The Account Activity report can include the following information for your account's user activity:

| Column Name | Description |
| --- | --- |
| User ID | A unique identifier for an account user. |
| Time Stamp | The time and date of a user's activity. |
| IP Address | The IP address used for logging into the account. |
| Action | The recorded activity performed by the user. |
| Modifications | Display any modifications to the user's first name, last name, and phone number. |
| Additions | Display any new accounts that the user has gained access to, including specific roles,<br>or newly added roles to accounts the user already has access to. |
| Deletions | Display any accounts from which the user's access has been removed, including roles<br>that have been removed from accounts the user previously had access to. |

The Product Settings report can include the following information for your account's general and module-specific settings:

|  | Setting | Value |
| --- | --- | --- |
| **General Settings** | Account Intelligence | - Enabled; or<br>- Disabled |
| Address Risk Score | - Enabled; or<br>- Disabled |
| Device Risk | - Enabled; or<br>- Disabled |
| Document Verification | - Enabled; or<br>- Disabled |
| Email Risk Score | - Enabled; or<br>- Disabled |
| Fraud Score | - Enabled; or<br>- Disabled |
| KYC | - Enabled; or<br>- Disabled |
| KYC Plus | - Enabled; or<br>- Disabled |
| Decision | - Enabled; or<br>- Disabled |
| Phone Risk Score | - Enabled; or<br>- Disabled |
| Prefill | - Enabled; or<br>- Disabled |
| Synthetic | - Enabled; or<br>- Disabled |
| Global Watchlist | - Enabled; or<br>- Disabled |
| Idle Session Sign-out | A time value in seconds (e.g., 480) |
| Auto Sign-out | A time value in seconds (e.g., 480) |
| API Allowable IPs & Domains | A comma separated concatenated list of IPs and domains configured for API access for the account (e.g., 54.83.187.32, 54.86.50.139) |
| Dashboard Allowable IPs & Domains | A comma separated concatenated list of IPs and domains configured for RiskOS™ access for the account (e.g., 54.83.187.32, 54.86.50.139) |
| **KYC Settings** | KYC Date of Birth Tolerance | One of the following values:<br>- Exact YYYY/MM/DD<br>- One Year Radius YYYY/MM/DD<br>- Exact YYYY<br>- One Year Radius YYYY<br>- Exact YYYY/MM<br>- One Year Radius YYYY/MM<br>- One Year Radius & 2 Digit Transposition YYYY/MM/DD<br>- One Year Radius & 2 Digit Transposition YYYY/MM |
| KYC National ID Tolerance | - Exact; or<br>- Fuzzy |
| **Document Verification Settings** | Document Verification Minimum Age Requirement Under The Age Of | A positive integer value (e.g., 18) |
| Document Verification Minimum Age Requirement Then | - Review; or<br>- Reject |
| Data Matching Tolerance - Match ‘First Name’ against known ‘Nicknames’ and ‘Aliases’ | - Enabled; or<br>- Disabled |
| Data Matching Tolerance - Difference in Months | A positive integer value (e.g., 0) |
| Data Matching Tolerance - Difference in Months Then | One of the following values:<br>- Accept<br>- Review<br>- Resubmit<br>- Reject |
| Data Matching Tolerance - Under Threshold Of | A positive integer value (e.g., 70) |
| Data Matching Tolerance - Under Threshold Of Then | One of the following values:<br>- Accept<br>- Review<br>- Resubmit<br>- Reject |
| Document Expiration - Grace Period | - Enabled; or<br>- Disabled |
| Document Expiration - Days after Expiration | A positive integer value (e.g., 10) |
| Document Expiration - Days after Expiration Then | - Review; or<br>- Accept |
| Document Expiration - Intercept soon to expire | - Enabled; or<br>- Disabled |
| Document Expiration - Intercept soon to expire | A positive integer value (e.g., 10) |
| Document Expiration - Intercept soon to expire Then | One of the following values:<br>- Review<br>- Reject<br>- Accept |
| **Global Watchlist Settings** | Global Watchlist Require Date of Birth & Name to Match | - Enabled; or<br>- Disabled |
| Global Watchlist Name Fuzziness | A positive integer value (e.g., 50.0) |
| Global Watchlist Entities Limit | A positive integer value (e.g., 10) |
| Global Watchlist Auto Monitor Watchlist Transactions | - Enabled; or<br>- Disabled |
| Global Watchlist Suppress PEPs Without URLs | - Enabled; or<br>- Disabled |
| Global Watchlist Date of Birth Tolerance | One of the following values:<br>- Exact YYYY/MM/DD<br>- One Year Radius YYYY/MM/DD<br>- Exact YYYY<br>- One Year Radius YYYY<br>- Exact YYYY/MM<br>- One Year Radius YYYY/MM<br>- One Year Radius & 2 Digit Transposition YYYY/MM/DD<br>- One Year Radius & 2 Digit Transposition YYYY/MM |
| Global Watchlist Source List Countries | A comma separated concatenated list of countries enabled for the account (e.g., Algeria, Aruba, Australia) |
| Global Watchlist Categories | A comma separated concatenated list of watchlist categories enabled for the account (e.g., Sanctions, PEP, Enforcement, Adverse Media, Custom Watchlist) |
| Global Watchlist Source List Adverse Media | A comma separated concatenated list of adverse media enabled for the account (e.g., Adverse Media V2 Fraud Linked, Adverse Media V2 Regulatory) |
| Global Watchlist Source List Enforcement | A comma separated concatenated list of enforcement enabled for the account (e.g., Albania State Police Wanted, Argentina Ministry of Justice Most Wanted) |
| Global Watchlist Source List PEP | A comma separated concatenated list of PEP enabled for the account (e.g., PEP Class 1, PEP Class 3) |
| Global Watchlist Source List Sanctions | A comma separated concatenated list of Sanctions enabled for the account (e.g., DFAT Australia Consolidated Sanctions List, Bahrain Terrorists List) |
| Global Watchlist Source List Custom Watchlist | A comma separated concatenated list of custom watchlist enabled for the account (e.g., Internal list.csv) |
| Global Watchlist Adverse Media Historical Range | A string value (e.g., 5 Years) |

The Product Settings Change Log reports contain the following information:

- The individual setting
- The setting before
- The setting after
- The user who modified the setting
- Timestamp of the setting modification

The User & Roles reports contain the following information:

- **Account Name** – The name of the account the user belongs to
- **User Name** – The full name of the user
- **User Email** – The user’s email address
- **User Phone Number** – The user’s contact number (if available)
- **User Role(s)** – One or more roles assigned to the user
- **Status**– The current status of the user:

- **Active** – User has access
  - **Locked** – User is temporarily blocked
  - **Deleted** – User is no longer active (included only if **Include Deleted Users** is selected)

## Watchlist reports

The **Watchlist** report type offers two subtypes: **Comprehensive Screening Report** and **Source List Audit Log**.

The Comprehensive Screening reports contain the following information for your account's transactions:

| Request Fields | Response Fields |
| --- | --- |
| - Watchlist Module(s)<br>- Customer User ID<br>- User ID<br>- First Name<br>- Sur Name<br>- Full Name<br>- Physical Address<br>- City<br>- State<br>- Zip<br>- Country<br>- National ID<br>- Input DOB<br>- Mobile number/phone number<br>- Email ID | - Transaction ID<br>- Transaction Timestamp<br>- Reason Codes<br>- Case ID(s) (available for accounts provisioned with the Case Management feature)<br>- Entity ID<br>- Match Score<br>- Entity Correlation Score<br>- Source List<br>- Watchlist Category<br>- Name<br>- Match Fields<br>- Address<br>- Country<br>- DOB<br>- Program<br>- Listing ID<br>- Designation Date<br>- Political Position<br>- Source URL |

The Source List Audit Log reports contain the following information for your account's:

- **Source Name**: The name of the watchlist source that was retrieved as part of the data extraction process.
- **Category**: The name of the watchlist category (Sanctions, PEP, Enforcements, Adverse Media) to which the above source belongs.
- **Poll Date**: The date when the source was retrieved by the data extraction process.
- **Updated Date**: The most recent date the source was retrieved.
- **Records Added**: The total number of records added as part of the collected data in the data extraction process.
- **Records Removed**: The total number of records removed as part of the collected data in the data extraction process.
- **Record Updated**: The total number of records updated as part of the collected data in the data extraction process.

Updated 3 days ago.